![]() ![]() You understand and agree that our analysis of the costs and services of your current retirement plan, as compared to the costs and services that we provide, depends on the information you provide to us (or in certain circumstances, information we obtain from third parties about the plan ). Our representatives may provide (1) general information and education to you about the factors to consider when deciding whether to move retirement assets to us or (2) a recommendation that you move your retirement assets to us. Rollovers and Transfers From an Employer-Sponsored Plan Securities and Exchange Commission (“SEC”) for non-retirement brokerage or advisory accounts. This fiduciary acknowledgment applies only to your Retirement Accounts and does not limit or modify our obligations to you under rules of the Financial Industry Regulatory Authority (“FINRA”) or the U.S. Serve as a primary basis for your investment decision, and that is individualized to the particular needs of Other compensation rendered on a regular basis pursuant to a mutual understanding that such advice will For your information, fiduciary investment advice means investment advice for a fee or
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